Disclosures & Privacy Policy

Apple and Associates is a Registered Investment Advisor registered with the state of California.

Daniel B. Apple (CA Ins. Lic. No. 0675786) is an advisory representative with Apple and Associates, and an independently licensed insurance agent.

These web pages should not be construed as an offer to recommend or sell securities, insurance or advisory services in any state in which the above individual is not licensed and/or registered to do so.

Daniel B. Apple is licensed to transact:

Insurance in: CA
Advisory services through Apple and Associates in: CA

Privacy Policy

How We Obtain Information
In connection with providing investment products, financial advice, or other services, we obtain nonpublic personal information about you, including:

Information We Disclose
We will not disclose information regarding you or your account with us except under the following circumstances:

Security of the Information
Only those individuals who need it to perform their jobs are authorized to have access to confidential client information. We maintain physical, electronic and procedural security measures that comply with applicable state and federal regulations to safeguard confidential client information.

Closed or Inactive Information
If you decide to close your account(s) or become an inactive customer we will adhere to the privacy policies and practices as described in this notice.

Changes to this Privacy Policy
Our policy about obtaining and disclosing information may change from time to time. We will provide you with notice of any material change to this policy before we implement this change.

 

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